SEC Form 4 · accession 0001070081-19-000012
PTC THERAPEUTICS, INC. · PTCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Gregory Almstead
Officer — Chief Technical Ops Officer
Period of report
Jan 7, 2019
Accepted (ET)
Jan 9, 2019 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070081
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 7, 2019 | S | 473 | $34.75 | D | 17,396 | D | |
| Common StockF3,F4 | Jan 7, 2019 | S | 57 | $34.75 | D | 5,772 | I | By spouse |
| Common StockF5 | Jan 7, 2019 | S | 55 | $34.75 | D | 5,717 | I | By spouse |
| Common StockF6 | Jan 7, 2019 | S | 68 | $34.75 | D | 5,649 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 1,500 shares of restricted stock from a January 3, 2017 grant of 6,000 shares of restricted stock.
- F2Includes 715 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ending June 30, 2018.
- F3Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 187 RSUs from a January 4, 2016 grant of 750 RSUs.
- F4Includes 704 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ending June 30, 2018.
- F5Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 180 RSUs from a January 3, 2017 grant of 720 RSUs.
- F6Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 218 RSUs from a January 3, 2018 grant of 874 RSUs.