SEC Form 4 · accession 0001140361-17-031431

FedNat Holding Co · FNHC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Aug 10, 2017

Accepted (ET)

Aug 11, 2017 · 4:39 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001069996

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $0.01 per share^F1,F2	Aug 10, 2017	M	10,000	$2.45	A	37,357	D
Common Stock, par value $0.01 per share^F1,F2	Aug 10, 2017	M	15,000	$4.40	A	52,357	D
Common Stock, par value $$0.01 per share^F3,F2	Aug 10, 2017	S	25,000	$16.5982	D	27,357	D
Common Stock, par value $0.01 per share	holding	—	—		—	63,491	I	Held by Dorf Trust
Common Stock, par value $0.01 per share	holding	—	—		—	59,624	I	Held by Carl Dorf Rollover IRA

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options (right to buy)^F4	$2.45	Aug 10, 2017	M	10,000	A	Aug 22, 2012	Aug 22, 2021	Common Stock, par value $0.01 per share	10,000	0	D
Stock Options (right to buy)^F4	$4.40	Aug 10, 2017	M	15,000	A	Apr 6, 2013	Apr 6, 2022	Common Stock, par value $0.01 per share	15,000	0	D

F1Shares acquired upon exercise of vested options previously granted under the Issuer's stock option plan.
F2A total of 12,419 of the Reporting Person's shares are subject to vesting under the Issuer's 2012 Stock Incentive Plan.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.50 to 16.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holding of the Issuer, or the staff of the SEC, upon request, full information regarding the number of share sold at each separate price with the range set forth above.
F4The stock options are fully vested.