SEC Form 4 · accession 0001140361-17-012340
FedNat Holding Co · FNHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard W Wilcox Jr.
Director
Period of report
Mar 14, 2017
Accepted (ET)
Mar 16, 2017 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | Mar 14, 2017 | A | 3,289 | — | A | 146,418 | D | |
| Common Stock, par value $0.01 per shareF3,F2 | Mar 14, 2017 | S | 5,000 | $18.22 | D | 141,418 | D | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 40,000 | I | Held by spouse | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 3,000 | I | Held by Richard W Wilcox IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock award pursuant to the Issuer's 2012 Stock Incentive Plan.
- F21,047 restricted shares vested on 3/4/2017 and 1,912 restricted shares vested on 3/10/2017; therefore resulting from the vesting of 2,959 restricted shares and the grant of 3,289 restricted shares on 3/14/2017, a total of 12,419 of the reporting person's shares are restricted shares which are subject to vesting under the Issuer's 2012 Stock Incentive Plan.
- F3The price reported in Column 4 is a weighted average price. These shares sold in multiple transactions at prices ranging from $18.19 to $18.2501, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price with the range set forth above.