SEC Form 4 · accession 0001140361-16-075689
FedNat Holding Co · FNHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter J Prygelski
Other
Period of report
Aug 8, 2016
Accepted (ET)
Aug 10, 2016 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | Aug 8, 2016 | S | 27,950 | $18.746 | D | 80,000 | D | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 4,000 | I | Held in Mr. Prygelski's IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F3 | $4.36 | holding | — | — | — | Mar 3, 2011 | Mar 3, 2020 | Common Stock, par value $0.01 per share | 15,000 | 15,000 | D |
| Stock Options (right to buy)F3 | $2.45 | holding | — | — | — | Aug 22, 2012 | Aug 22, 2021 | Common Stock, par value $0.01 | 10,000 | 10,000 | D |
| Stock Options (right to buy)F3 | $4.40 | holding | — | — | — | Apr 6, 2013 | Apr 6, 2022 | Common Stock, par value $0.01 per share | 15,000 | 15,000 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.70 to $18.82, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price with the range set forth above.
- F266,535 restricted shares vested on 8/5/2016, therefore none of the Reporting Person's shares remain subject to vesting under the Issuer's 2012 Stock Incentive Plan.
- F3The options are fully vested.