SEC Form 4 · accession 0001140361-15-017689
FedNat Holding Co · FNHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard W Wilcox Jr.
Director
Period of report
May 4, 2015
Accepted (ET)
May 5, 2015 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | May 4, 2015 | M | 5,000 | $4.40 | A | 139,476 | D | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 40,000 | I | Held by spouse | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 3,000 | I | Held by Richard W Wilcox IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $4.40 | May 4, 2015 | M | 5,000 | A | Apr 6, 2013 | Apr 6, 2022 | Common Stock, par value $0.01 per share | 5,000 | 0 | D |
Explanation of responses
- F1A total of 15,511 of the reporting person's shares are restricted shares which are subject to vesting under the Issuer's 2012 Stock Incentive Plan.
- F2The options vested 33 1/3% per year.