SEC Form 4 · accession 0001069996-19-000025
FedNat Holding Co · FNHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard W Wilcox Jr.
Director
Period of report
Mar 6, 2019
Accepted (ET)
Mar 8, 2019 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | Mar 6, 2019 | A | 5,546 | $0.00 | A | 143,761 | D | |
| Common Stock, par value $0.01 per shareF3 | Mar 6, 2019 | S | 5,000 | $18.33 | D | 138,761 | D | |
| Common Stock, par value $0.01 per shareF4 | Mar 7, 2019 | S | 3,000 | $17.69 | D | 135,761 | D | |
| Common Stock, par value $0.01 per shareF5 | Mar 8, 2019 | S | 2,000 | $16.67 | D | 133,761 | D | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 3,000 | I | Held by Richard W Wilcox IRA | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 40,000 | I | Held by spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted shares granted under the Issuer's 2018 Omnibus Incentive Compensation Plan, which vest over three years, one-third on each anniversary of the grant date.
- F2Includes (i) 5,546 restricted shares described in footnote (1); and (ii) an aggregate of 9,707 unvested restricted shares previously granted under the 2012 Stock Incentive Plan, which vest over three years beginning on the respective grant dates.
- F3Reflects sales at prices ranging from $18.1100 to $18.4100 per share. The reporting person undertakes to provide, upon request, information regarding the number of shares sold at each price as required by SEC rules.
- F4Reflects sales at prices ranging from $17.6000 to $17.8217 per share. The reporting person undertakes to provide, upon request, information regarding the number of shares sold at each price as required by SEC rules.
- F5Reflects sales at prices ranging from $16.6601 to $16.6701 per share. The reporting person undertakes to provide, upon request, information regarding the number of shares sold at each price as required by SEC rules.