SEC Form 4 · accession 0001571049-17-004902
PHIBRO ANIMAL HEALTH CORP · PAHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald K Carlson
Director
Period of report
May 9, 2017
Accepted (ET)
May 11, 2017 · 9:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069899
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 9, 2017 | M | 50 | $11.83 | A | 50 | D | |
| Class A Common Stock | May 9, 2017 | M | 10,239 | $11.83 | A | 10,289 | D | |
| Class A Common StockF2 | May 9, 2017 | S | 10,289 | $32.09 | D | 0 | D | |
| Class A Common Stock | May 10, 2017 | M | 43,713 | $11.83 | A | 43,713 | D | |
| Class A Common StockF3 | May 10, 2017 | S | 43,713 | $33.55 | D | 0 | D | |
| Class A Common Stock | May 11, 2017 | M | 9,336 | $11.83 | A | 9,336 | D | |
| Class A Common StockF4 | May 11, 2017 | S | 9,336 | $33.52 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase Class A Common Stock | $11.83 | May 9, 2017 | M | 50 | D | Apr 29, 2013 | Feb 28, 2019 | Class A Common Stock | 50 | 0 | D |
| Option to purchase Class A Common Stock | $11.83 | May 9, 2017 | M | 10,239 | D | Apr 29, 2014 | Feb 28, 2019 | Class A Common Stock | 10,239 | 67,111 | D |
| Option to purchase Class A Common Stock | $11.83 | May 10, 2017 | M | 43,713 | D | Apr 29, 2014 | Feb 28, 2019 | Class A Common Stock | 43,713 | 23,398 | D |
| Option to purchase Class A Common Stock | $11.83 | May 11, 2017 | M | 9,336 | D | Apr 29, 2014 | Feb 28, 2019 | Class A Common Stock | 9,336 | 14,062 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2016.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.60, inclusive.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $34.10, inclusive.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.20 to $33.75, inclusive.