SEC Form 4 · accession 0001571049-17-004766
PHIBRO ANIMAL HEALTH CORP · PAHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry Lee Miller
Officer — Chief Operating Officer
Period of report
May 5, 2017
Accepted (ET)
May 9, 2017 · 9:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069899
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 5, 2017 | M | 20,836 | $11.83 | A | 20,836 | D | |
| Class A Common StockF2 | May 5, 2017 | S | 20,836 | $30.15 | D | 0 | D | |
| Class A Common Stock | May 8, 2017 | M | 3,218 | $11.83 | A | 3,218 | D | |
| Class A Common Stock | May 8, 2017 | S | 3,218 | $30.00 | D | 0 | D | |
| Class A Common Stock | May 9, 2017 | M | 32,771 | $11.83 | D | 32,771 | D | |
| Class A Common StockF3 | May 9, 2017 | S | 32,771 | $31.55 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase Class A Common Stock | $11.83 | May 5, 2017 | M | 20,836 | D | Apr 29, 2013 | Feb 28, 2019 | Class A Common Stock | 20,836 | 208,489 | D |
| Option to purchase Class A Common Stock | $11.83 | May 8, 2017 | M | 3,218 | D | Apr 29, 2013 | Feb 28, 2019 | Class A Common Stock | 3,218 | 205,271 | D |
| Option to purchase Class A Common Stock | $11.83 | May 9, 2017 | M | 32,771 | D | Apr 29, 2013 | Feb 28, 2019 | Class A Common Stock | 32,771 | 172,500 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2016.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.45, inclusive.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.05 to $32.70, inclusive.