SEC Form 4 · accession 0001571049-17-004291
PHIBRO ANIMAL HEALTH CORP · PAHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry Lee Miller
Officer — Chief Operating Officer
Period of report
Apr 27, 2017
Accepted (ET)
May 1, 2017 · 9:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069899
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Apr 27, 2017 | M | 4,397 | $11.83 | A | 4,397 | D | |
| Class A Common StockF2 | Apr 27, 2017 | S | 4,397 | $30.02 | D | 0 | D | |
| Class A Common Stock | May 1, 2017 | M | 10,383 | $11.83 | A | 10,383 | D | |
| Class A Common StockF3 | May 1, 2017 | S | 10,383 | $30.17 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase Class A Common Stock | $11.83 | Apr 27, 2017 | M | 4,397 | D | Apr 29, 2013 | Feb 28, 2019 | Class A Common Stock | 4,397 | 258,661 | D |
| Option to purchase Class A Common Stock | $11.83 | May 1, 2017 | M | 10,383 | D | Apr 29, 2013 | Feb 28, 2019 | Class A Common Stock | 10,383 | 248,278 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2016.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.13, inclusive.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.45, inclusive