SEC Form 4 · accession 0001571049-17-001432
PHIBRO ANIMAL HEALTH CORP · PAHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry Lee Miller
Officer — Chief Operating Officer
Period of report
Feb 14, 2017
Accepted (ET)
Feb 16, 2017 · 9:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069899
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 14, 2017 | M | 3,281 | $11.83 | A | 3,281 | D | |
| Class A Common Stock | Feb 14, 2017 | S | 3,281 | $30.00 | D | 0 | D | |
| Class A Common Stock | Feb 15, 2017 | M | 940 | $11.83 | A | 940 | D | |
| Class A Common Stock | Feb 15, 2017 | S | 940 | $30.00 | D | 0 | D | |
| Class A Common Stock | Feb 16, 2017 | M | 367 | $11.83 | A | 367 | D | |
| Class A Common Stock | Feb 16, 2017 | S | 367 | $30.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase Class A Common Stock | $11.83 | Feb 14, 2017 | M | 3,281 | D | Apr 29, 2013 | Feb 28, 2019 | Class A Common Stock | 3,281 | 264,365 | D |
| Option to purchase Class A Common Stock | $11.83 | Feb 15, 2017 | M | 940 | D | Apr 29, 2013 | Feb 28, 2019 | Class A Common Stock | 940 | 263,425 | D |
| Option to purchase Class A Common Stock | $11.83 | Feb 16, 2017 | M | 367 | D | Apr 29, 2013 | Feb 28, 2019 | Class A Common Stock | 367 | 263,058 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2016.