SEC Form 4 · accession 0001571049-15-010022
PHIBRO ANIMAL HEALTH CORP · PAHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry Lee Miller
Officer — President, Animal Health
Period of report
Dec 14, 2015
Accepted (ET)
Dec 16, 2015 · 9:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069899
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 14, 2015 | M | 23,910 | $11.83 | A | 23,910 | D | |
| Class A Common StockF2 | Dec 14, 2015 | S | 23,910 | $30.74 | D | 0 | D | |
| Class A Common Stock | Dec 15, 2015 | M | 36,090 | $11.83 | A | 36,090 | D | |
| Class A Common StockF3 | Dec 15, 2015 | S | 36,090 | $31.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase Class A Common StockF4 | $11.83 | Dec 14, 2015 | M | 23,910 | D | Mar 1, 2012 | Feb 28, 2019 | Class A Common Stock | 23,910 | 528,590 | D |
| Option to purchase Class A Common StockF4 | $11.83 | Dec 15, 2015 | M | 36,090 | D | Mar 1, 2012 | Feb 28, 2019 | Class A Common Stock | 36,090 | 492,500 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2015.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.28 to $31.28, inclusive.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.61 to $31.29, inclusive.
- F4This amount reflects the aggregate number of options to purchase Class A Common Stock with an expiration date of February 28, 2019 beneficially owned by the Reporting Person. Previously, the Reporting Person reported such options on different rows of Table II based on the applicable Exercisable Date.