SEC Form 4 · accession 0001571049-15-009617
PHIBRO ANIMAL HEALTH CORP · PAHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald K Carlson
Officer — Chief Operating Officer · Director
Period of report
Nov 23, 2015
Accepted (ET)
Nov 24, 2015 · 9:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069899
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 23, 2015 | M | 8,000 | $11.83 | A | 8,000 | D | |
| Class A Common StockF2 | Nov 23, 2015 | S | 8,000 | $30.93 | D | 0 | D | |
| Class A Common Stock | Nov 24, 2015 | M | 8,000 | $11.83 | A | 8,000 | D | |
| Class A Common StockF3 | Nov 24, 2015 | S | 8,000 | $33.23 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase Class A Common Stock | $11.83 | Nov 23, 2015 | M | 8,000 | D | Apr 29, 2013 | Feb 28, 2019 | Class A Common Stock | 8,000 | 128,050 | D |
| Option to purchase Class A Common Stock | $11.83 | Nov 24, 2015 | M | 8,000 | D | Apr 29, 2013 | Feb 28, 2019 | Class A Common Stock | 8,000 | 120,050 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2015.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.85 to $31.14, inclusive.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.88 to $33.51, inclusive.