SEC Form 4 · accession 0001144204-18-057399
PHIBRO ANIMAL HEALTH CORP · PAHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean J Warras
Officer — Pres Animal Health & Nutr N.A.
Period of report
Nov 1, 2018
Accepted (ET)
Nov 5, 2018 · 9:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069899
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 1, 2018 | M | 10,000 | $11.83 | A | 10,000 | D | |
| Class A Common StockF2 | Nov 1, 2018 | S | 9,800 | $42.83 | D | 9,800 | D | |
| Class A Common Stock | Nov 1, 2018 | S | 200 | $43.40 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase Class A Common Stock | $11.83 | Nov 1, 2018 | M | 10,000 | D | Mar 1, 2012 | Feb 28, 2019 | Class A Common Stock | 10,000 | 1,670 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2017.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.25 to $43.23, inclusive.