SEC Form 4 · accession 0001144204-18-035214
PHIBRO ANIMAL HEALTH CORP · PAHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
BFI Co., LLC
10% Owner
Period of report
Jun 19, 2018
Accepted (ET)
Jun 21, 2018 · 9:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069899
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Jun 19, 2018 | C | 30,000 | $0.00 | A | 60,000 | D | |
| Class A Common StockF2,F3 | Jun 19, 2018 | S | 10,000 | $47.35 | D | 50,000 | D | |
| Class A Common StockF2,F4 | Jun 20, 2018 | S | 10,000 | $47.72 | D | 40,000 | D | |
| Class A Common StockF2,F5 | Jun 21, 2018 | S | 9,900 | $47.60 | D | 30,100 | D | |
| Class A Common StockF2 | Jun 21, 2018 | S | 100 | $48.05 | D | 30,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F2 | $0.00 | Jun 19, 2018 | C | 30,000 | D | — | — | Class A Common Stock | 30,000 | 20,395,504 | D |
Explanation of responses
- F1Class B Common Stock is convertible into Class A Common Stock at any time on a one-for-one basis and has no expiration date.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2017.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.10 to $47.75, inclusive.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.45 to $48.03, inclusive.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.00 to $47.98, inclusive.