SEC Form 4 · accession 0001144204-18-013455
PHIBRO ANIMAL HEALTH CORP · PAHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
BFI Co., LLC
10% Owner
Period of report
Mar 5, 2018
Accepted (ET)
Mar 7, 2018 · 9:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069899
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Mar 5, 2018 | C | 36,000 | $0.00 | A | 72,000 | D | |
| Class A Common StockF2,F3 | Mar 5, 2018 | S | 5,134 | $38.97 | D | 66,866 | D | |
| Class A Common StockF2,F4 | Mar 5, 2018 | S | 6,866 | $39.64 | D | 60,000 | D | |
| Class A Common StockF2,F5 | Mar 6, 2018 | S | 10,600 | $38.69 | D | 49,400 | D | |
| Class A Common StockF2,F6 | Mar 6, 2018 | S | 1,400 | $39.18 | D | 48,000 | D | |
| Class A Common StockF2,F7 | Mar 7, 2018 | S | 12,000 | $38.92 | D | 36,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F2 | $0.00 | Mar 5, 2018 | C | 36,000 | D | — | — | Class A Common Stock | 36,000 | 20,516,034 | D |
Explanation of responses
- F1Class B Common Stock is convertible into Class A Common Stock at any time on a one-for-one basis, and has no expiration date.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2017.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.40 to $39.35, inclusive.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.40 to $40.13, inclusive.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.05 to $39.00, inclusive.
- F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.05 to $39.55, inclusive.
- F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.45 to $39.45, inclusive.