SEC Form 4 · accession 0001127602-17-025724
TREX CO INC · TREX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank H Merlotti Jr.
Director
Period of report
Aug 15, 2017
Accepted (ET)
Aug 16, 2017 · 2:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 15, 2017 | M | 2,321 | $7.43 | A | 12,640 | D | |
| Common Stock | Aug 15, 2017 | D | 228 | $75.77 | D | 12,412 | D | |
| Common Stock | Aug 16, 2017 | S | 100 | $75.33 | D | 12,312 | D | |
| Common Stock | Aug 16, 2017 | S | 300 | $75.49 | D | 12,012 | D | |
| Common Stock | Aug 16, 2017 | S | 100 | $75.4901 | D | 11,912 | D | |
| Common Stock | Aug 16, 2017 | S | 100 | $75.5001 | D | 11,812 | D | |
| Common Stock | Aug 16, 2017 | S | 100 | $75.64 | D | 11,712 | D | |
| Common Stock | Aug 16, 2017 | S | 100 | $75.77 | D | 11,612 | D | |
| Common Stock | Aug 16, 2017 | S | 100 | $75.78 | D | 11,512 | D | |
| Common Stock | Aug 16, 2017 | S | 500 | $75.80 | D | 11,012 | D | |
| Common Stock | Aug 16, 2017 | S | 99 | $75.81 | D | 10,913 | D | |
| Common Stock | Aug 16, 2017 | S | 300 | $75.82 | D | 10,613 | D | |
| Common Stock | Aug 16, 2017 | S | 101 | $75.85 | D | 10,512 | D | |
| Common Stock | Aug 16, 2017 | S | 193 | $75.89 | D | 10,319 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $7.43 | Aug 15, 2017 | M | 2,321 | D | Jul 21, 2009 | Jul 21, 2019 | Common Stock | 2,321 | 2,321 | D |
Explanation of responses
- F1Stock Appreciation Rights (SARs) are being exercised pursuant to a Rule 10b5-1 Exercise plan adopted by the reporting person on February 22, 2017.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales plan adopted by the reporting person on February 22, 2017.