SEC Form 4 · accession 0001127602-17-018469
TREX CO INC · TREX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank H Merlotti Jr.
Director
Period of report
May 16, 2017
Accepted (ET)
May 17, 2017 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 16, 2017 | M | 2,322 | $7.43 | A | 11,718 | D | |
| Common Stock | May 16, 2017 | D | 265 | $65.33 | D | 11,453 | D | |
| Common Stock | May 17, 2017 | S | 200 | $63.41 | D | 11,253 | D | |
| Common Stock | May 17, 2017 | S | 300 | $63.57 | D | 10,953 | D | |
| Common Stock | May 17, 2017 | S | 200 | $63.62 | D | 10,753 | D | |
| Common Stock | May 17, 2017 | S | 100 | $63.64 | D | 10,653 | D | |
| Common Stock | May 17, 2017 | S | 100 | $63.75 | D | 10,553 | D | |
| Common Stock | May 17, 2017 | S | 100 | $63.7701 | D | 10,453 | D | |
| Common Stock | May 17, 2017 | S | 100 | $63.78 | D | 10,353 | D | |
| Common Stock | May 17, 2017 | S | 100 | $63.7801 | D | 10,253 | D | |
| Common Stock | May 17, 2017 | S | 100 | $63.85 | D | 10,153 | D | |
| Common Stock | May 17, 2017 | S | 100 | $63.88 | D | 10,053 | D | |
| Common Stock | May 17, 2017 | S | 100 | $63.90 | D | 9,953 | D | |
| Common Stock | May 17, 2017 | S | 100 | $63.91 | D | 9,853 | D | |
| Common Stock | May 17, 2017 | S | 100 | $63.93 | D | 9,753 | D | |
| Common Stock | May 17, 2017 | S | 100 | $63.95 | D | 9,653 | D | |
| Common Stock | May 17, 2017 | S | 257 | $64.46 | D | 9,396 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $7.43 | May 16, 2017 | M | 2,322 | D | Jul 21, 2009 | Jul 21, 2019 | Common Stock | 2,322 | 4,642 | D |
Explanation of responses
- F1Stock Appreciation Rights (SARs) are being exercised pursuant to a Rule 10b5-1 Exercise plan adopted by the reporting person on February 22, 2017.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales plan adopted by the reporting person on February 22, 2017.