SEC Form 4 · accession 0001127602-16-068263
TREX CO INC · TREX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard E Posey
Director
Period of report
Nov 21, 2016
Accepted (ET)
Nov 23, 2016 · 7:28 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 21, 2016 | M | 2,568 | $10.575 | A | 16,235 | D | |
| Common Stock | Nov 21, 2016 | D | 388 | $70.14 | D | 15,847 | D | |
| Common StockF1 | Nov 22, 2016 | S | 2,180 | $68.4412 | D | 13,667 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $10.575 | Nov 21, 2016 | M | 2,568 | D | Jul 26, 2011 | Jul 26, 2021 | Common Stock | 2,568 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $67.69 to $69.195, inclusive. The reporting person undertakes to provide Trex Company, Inc., any security holder of Trex Company, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote (1) to this Form 4.