SEC Form 4 · accession 0001127602-16-067403
TREX CO INC · TREX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank H Merlotti Jr.
Director
Period of report
Nov 15, 2016
Accepted (ET)
Nov 16, 2016 · 3:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 15, 2016 | M | 1,958 | $5.305 | A | 11,354 | D | |
| Common Stock | Nov 15, 2016 | D | 157 | $66.35 | D | 11,197 | D | |
| Common Stock | Nov 16, 2016 | S | 200 | $65.64 | D | 10,997 | D | |
| Common Stock | Nov 16, 2016 | S | 100 | $65.658 | D | 10,897 | D | |
| Common Stock | Nov 16, 2016 | S | 100 | $65.99 | D | 10,797 | D | |
| Common Stock | Nov 16, 2016 | S | 300 | $66.1901 | D | 10,497 | D | |
| Common Stock | Nov 16, 2016 | S | 301 | $66.33 | D | 10,196 | D | |
| Common Stock | Nov 16, 2016 | S | 200 | $66.34 | D | 9,996 | D | |
| Common Stock | Nov 16, 2016 | S | 200 | $66.35 | D | 9,796 | D | |
| Common Stock | Nov 16, 2016 | S | 200 | $66.435 | D | 9,596 | D | |
| Common Stock | Nov 16, 2016 | S | 200 | $66.55 | D | 9,396 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $5.305 | Nov 15, 2016 | M | 1,958 | D | Jul 22, 2008 | Jul 22, 2018 | Common Stock | 1,958 | 0 | D |
Explanation of responses
- F1Stock Appreciation Rights (SARs) are being exercised pursuant to a Rule 10b5-1 Exercise plan adopted by the reporting person on February 24, 2016.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales plan adopted by the reporting person on February 24, 2016.