SEC Form 4 · accession 0001127602-16-060187
TREX CO INC · TREX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay M Gratz
Director
Period of report
Aug 11, 2016
Accepted (ET)
Aug 12, 2016 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 11, 2016 | M | 4,914 | $10.595 | A | 14,310 | D | |
| Common Stock | Aug 11, 2016 | M | 1,002 | $10.12 | A | 15,312 | D | |
| Common Stock | Aug 11, 2016 | M | 1,166 | $8.54 | A | 16,478 | D | |
| Common Stock | Aug 11, 2016 | M | 1,356 | $8.265 | A | 17,834 | D | |
| Common Stock | Aug 11, 2016 | D | 1,387 | $60.23 | D | 16,447 | D | |
| Common Stock | Aug 12, 2016 | S | 833 | $60.01 | D | 15,614 | D | |
| Common StockF1 | Aug 12, 2016 | S | 4,049 | $60.0288 | D | 11,565 | D | |
| Common StockF1 | Aug 12, 2016 | S | 1,000 | $60.045 | D | 10,565 | D | |
| Common StockF1 | Aug 12, 2016 | S | 1,169 | $60.0305 | D | 9,396 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $10.595 | Aug 11, 2016 | M | 4,914 | D | Jul 20, 2010 | Jul 20, 2020 | Common Stock | 4,914 | 0 | D |
| Stock Appreciation Right | $10.12 | Aug 11, 2016 | M | 1,002 | D | Jan 4, 2010 | Jan 4, 2020 | Common Stock | 1,002 | 0 | D |
| Stock Appreciation Right | $8.54 | Aug 11, 2016 | M | 1,166 | D | Oct 1, 2009 | Oct 1, 2019 | Common Stock | 1,166 | 0 | D |
| Stock Appreciation Right | $8.265 | Aug 11, 2016 | M | 1,356 | D | Jan 2, 2009 | Jan 2, 2019 | Common Stock | 1,356 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $59.63 to $60.41, inclusive. The reporting person undertakes to provide Trex Company, Inc., any security holder of Trex Company, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote (1) to this Form 4.