SEC Form 4 · accession 0001127602-15-034425
TREX CO INC · TREX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank H Merlotti Jr.
Director
Period of report
Dec 16, 2015
Accepted (ET)
Dec 17, 2015 · 2:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 16, 2015 | M | 2,000 | $5.305 | A | 9,965 | D | |
| Common Stock | Dec 16, 2015 | D | 263 | $40.39 | D | 9,702 | D | |
| Common Stock | Dec 17, 2015 | S | 1,737 | $40.27 | D | 7,965 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $5.305 | Dec 16, 2015 | M | 2,000 | D | Jul 22, 2008 | Jul 22, 2018 | Common Stock | 2,000 | 5,876 | D |
Explanation of responses
- F1Stock Appreciation Rights (SARs) are being exercised pursuant to a Rule 10b5-1 Exercise plan adopted by the reporting person on May 11, 2015.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales plan adopted by the reporting person on May 11, 2015.