SEC Form 4 · accession 0001590541-16-000004
RGC RESOURCES INC · RGCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C James Shockley Jr.
Officer — VP, Operations
Period of report
Dec 8, 2016
Accepted (ET)
Dec 12, 2016 · 10:13 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069533
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2 | $24.55 | Dec 8, 2016 | A | 3,000 | A | — | Dec 8, 2026 | Common Stock | 3,000 | 15,000 | D |
Explanation of responses
- F1Grant under the RGC Resources, Inc. Key Employee Stock Option Plan.
- F2All options fully exercisable six months after date of grant.