SEC Form 4 · accession 0001590458-16-000019
RGC RESOURCES INC · RGCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert L Wells II
Officer — VP, Information Technology
Period of report
Sep 13, 2016
Accepted (ET)
Sep 13, 2016 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 13, 2016 | M | 500 | $18.95 | A | 5,873 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF2 | $18.95 | Sep 13, 2016 | M | 500 | A | Jun 6, 2014 | Dec 6, 2023 | Common Stock | 500 | 8,500 | D |
Explanation of responses
- F1Includes 92.192 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.
- F2Exercise of options granted 12/06/2013. All options fully exercisable six months after date of grant.