SEC Form 4/A · accession 0001590458-15-000014
RGC RESOURCES INC · RGCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert L Wells II
Officer — VP, Information Technology
Period of report
Jul 1, 2015
Accepted (ET)
Jul 17, 2015 · 12:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 1, 2015 | L | 24 | $20.4358 | A | 3,600 | D | |
| Common Stock | Jul 1, 2015 | M | 1,000 | $18.95 | A | 4,600 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options | $18.95 | Jul 1, 2015 | M | 1,000 | D | Jun 6, 2014 | Dec 6, 2023 | Common Stock | 1,000 | 7,000 | D |
Explanation of responses
- F1Shares purchased with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan. Amended to adjust price and share count.
- F2Exercise of options granted 12/06/2013. All options fully exercisable six months after date of grant.