SEC Form 4 · accession 0001549797-17-000001
RGC RESOURCES INC · RGCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul W Nester
Officer — VP, Treasurer, Secretary & CFO
Period of report
Jan 3, 2017
Accepted (ET)
Jan 4, 2017 · 12:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2017 | P | 12 | $24.90 | A | 3,956 | D | |
| Common Stock | Jan 3, 2017 | M | 1,600 | $19.01 | A | 5,556 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $19.01 | Jan 3, 2017 | M | 1,600 | A | Oct 1, 2013 | Apr 1, 2023 | Common Stock | 1,600 | 20,900 | D |
Explanation of responses
- F1Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.
- F2Exercise of options granted 04/01/2013. All options fully exercisable six months after date of grant.