SEC Form 4 · accession 0001549797-16-000028
RGC RESOURCES INC · RGCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul W Nester
Officer — VP, Treasurer, Secretary & CFO
Period of report
Jul 1, 2016
Accepted (ET)
Jul 5, 2016 · 5:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 1, 2016 | P | 12 | $24.8684 | A | 3,520 | D | |
| Common Stock | Jul 5, 2016 | M | 300 | $19.01 | A | 3,820 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options | $19.01 | Jul 5, 2016 | M | 300 | A | Oct 1, 2013 | Apr 1, 2023 | Common Stock | 300 | 17,500 | D |
Explanation of responses
- F1Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.
- F2Exercise of options granted 04/01/2013. All options fully exercisable six months after date of grant.