SEC Form 4 · accession 0001549797-16-000023
RGC RESOURCES INC · RGCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul W Nester
Officer — VP, Treasurer, Secretary & CFO
Period of report
Mar 1, 2016
Accepted (ET)
Mar 2, 2016 · 12:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2016 | L | 14 | $21.25 | A | 2,317 | D | |
| Common Stock | Mar 1, 2016 | A | 918 | $21.25 | A | 3,235 | D | |
| Common Stock | Mar 1, 2016 | M | 200 | $19.01 | A | 3,435 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF3 | $19.01 | Mar 1, 2016 | M | 200 | A | Oct 1, 2013 | Apr 1, 2023 | Common Stock | 200 | 17,800 | D |
Explanation of responses
- F1Shares purchased with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.
- F2Shares acquired pursuant to the RGC Resources, Inc. Stock Bonus Plan for performance.
- F3Exercise of options granted 04/01/2013. All options fully exercisable six months after date of grant.