SEC Form 4/A · accession 0001314626-17-000008
RGC RESOURCES INC · RGCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Nancy H Agee
Director
Period of report
May 1, 2017
Accepted (ET)
May 19, 2017 · 11:02 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 1, 2017 | A | 69 | $22.85 | A | 27,811 | I | Trust |
| Common StockF4 | May 1, 2017 | P | 38 | $23.395 | A | 27,873 | I | Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares issued to reporting person's trust pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources.
- F2Reporting person has transferred the remaining 5,062 shares owned by her to the revocable trust for which she serves as trustee. Also includes 118.607 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for outside Directors of RGC Resources, Inc. Also includes 3,870.157 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee.
- F3Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan by revocable trust for which spouse serves as trustee. Amended to adjust transaction price and share count.
- F4Reporting person has 23,940.825 shares in a revocable trust for which she serves as trustee. Also includes 3,932.614 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee and includes 23.987 shares purchased through dividends reinvested in the Dividend Reinvestment and Stock Purchase Plan for RGC Resources, Inc.