SEC Form 4/A · accession 0001314626-17-000006
RGC RESOURCES INC · RGCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Nancy H Agee
Director
Period of report
Apr 3, 2017
Accepted (ET)
Apr 10, 2017 · 3:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 3, 2017 | A | 73 | $21.80 | A | 27,582 | I | Trust |
| Common StockF4 | Apr 3, 2017 | P | 41 | $22.00 | A | 27,623 | I | Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares issued to reporting person's trust pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.
- F2Reporting person has 5,062 shares in her name and 18,690.926 shares in a revocable trust for which she serves as trustee. Also includes 3,829.248 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee.
- F3Purchases made with optional cash contributions pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan by revocable trust for which spouse of reporting person serves as trustee. Amended to adjust transaction price and share count.
- F4Reporting person has 5,062 shares in her name and 18,690.926 shares in a revocable trust for which she serves as trustee. Also includes 3,870.157 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee.