SEC Form 4 · accession 0001314626-17-000004
RGC RESOURCES INC · RGCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nancy H Agee
Director
Period of report
Mar 1, 2017
Accepted (ET)
Mar 2, 2017 · 12:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 1, 2017 | A | 85 | $18.6667 | A | 27,461 | I | By Trust |
| Common StockF4 | Mar 1, 2017 | P | 48 | $18.6667 | A | 27,510 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.
- F2Reporting person has 5,062 shares in her name and 18,618.296 shares in a revocable trust for which she serves as trustee. Includes 6,177.825 restricted shares and 1,687 unrestricted shares issued on March 1, 2017 due to a stock split effected in the form of a 50% stock dividend. Also includes 3,781.034 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee. This trust also includes 1,260.345 shares issued on March 1, 2017 due to a stock split effected in the form of a 50% stock dividend.
- F3Purchases made with optional cash contributions pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan by revocable trust for which spouse of reporting person serves as trustee.
- F4Reporting person has 5,062 shares in her name and 18,618.296 shares in a revocable trust for which she serves as trustee. Also includes 3,829,248 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee.