SEC Form 4 · accession 0001314626-16-000031
RGC RESOURCES INC · RGCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nancy H Agee
Director
Period of report
Nov 1, 2016
Accepted (ET)
Nov 2, 2016 · 11:07 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 1, 2016 | A | 61 | $24.777 | A | 15,992 | I | By Trust |
| Common StockF4 | Nov 1, 2016 | P | 36 | $24.777 | A | 16,048 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.
- F2Reporting person has 1,575 shares in her name and 12,077.866 shares in a revocable trust for which she serves as trustee. Includes 97.42 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Also includes 2,339.520 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee.
- F3Purchases made with optional cash contributions pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan by revocable trust for which spouse of reporting person serves as trustee.
- F4Reporting person has 1,575 shares in her name and 12,077.866 shares in a revocable trust for which she serves as trustee. Also includes 2,394.965 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee and includes 19.121 shares purchased through dividends reinvested in the Dividend Reinvestment and Stock Purchase Plan for RGC Resources, Inc.