SEC Form 4/A · accession 0001282618-16-000031
RGC RESOURCES INC · RGCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Raymond D Smoot Jr.
Director
Period of report
Nov 1, 2016
Accepted (ET)
Dec 2, 2016 · 3:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 1, 2016 | P | 67 | $24.777 | A | 22,613 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.
- F222,363.161 shares owned directly by insider. Includes 108.553 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. and 12.584 unrestricted shares purchased through dividends reinvested in the Dividend Reinvestment and Stock Purchase Plan of RGC Resources, Inc. Amended to revise securities acquired and amount of securities beneficially owned for the November 1, 2016 transaction. 250 shares owned indirectly by spouse.