SEC Form 4/A · accession 0001282618-15-000008
RGC RESOURCES INC · RGCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Raymond D Smoot Jr.
Director
Period of report
Apr 1, 2015
Accepted (ET)
Apr 17, 2015 · 11:40 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 1, 2015 | A | 41 | $20.20 | A | 20,321 | D | |
| Common StockF4 | Apr 1, 2015 | L | 37 | $21.7499 | A | 20,358 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares purchased pursuant to the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.
- F220,071.410 shares owned directly by insider. 250 shares owned indirectly by spouse.
- F3Shares purchased with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan. Amended to adjust transaction price and share count.
- F420,108.192 shares owned directly by insider. 250 shares owned indirectly by spouse.