SEC Form 4 · accession 0001238841-19-000004
RGC RESOURCES INC · RGCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Orazio John S D
Officer — CEO & President · Director
Period of report
Feb 13, 2019
Accepted (ET)
Feb 19, 2019 · 10:41 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2019 | M | 72 | $12.633 | A | 43,347 | D | |
| Common Stock | Feb 13, 2019 | S | 72 | $28.00 | D | 43,275 | D | |
| Common Stock | Feb 14, 2019 | M | 215 | $12.633 | A | 43,490 | D | |
| Common Stock | Feb 14, 2019 | S | 215 | $28.00 | D | 43,275 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options | $12.633 | Feb 13, 2019 | M | 72 | D | Jun 6, 2014 | Dec 6, 2023 | Common Stock | 72 | 5,420 | D |
| Employee Stock Options | $12.633 | Feb 14, 2019 | M | 215 | D | Jun 6, 2014 | Dec 6, 2023 | Common Stock | 215 | 5,205 | D |
| Employee Stock Options | $14.40 | holding | — | — | — | Jun 4, 2015 | Dec 4, 2024 | Common Stock | 7,500 | 7,500 | D |
| Employee Stock Options | $14.147 | holding | — | — | — | Jun 3, 2016 | Dec 3, 2025 | Common Stock | 8,250 | 8,250 | D |
| Employee Stock Options | $16.367 | holding | — | — | — | Jun 8, 2017 | Dec 8, 2026 | Common Stock | 9,750 | 9,750 | D |
Explanation of responses
- F1Exercise of options granted 12/06/2013.