SEC Form 4 · accession 0001238841-19-000003

RGC RESOURCES INC · RGCO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CEO & President · Director

Period of report

Feb 12, 2019

Accepted (ET)

Feb 14, 2019 · 2:37 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001069533

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Feb 12, 2019	M	2,892	$12.673	A	46,167	D
Common Stock	Feb 12, 2019	S	2,892	$28.00	D	43,275	D
Common Stock	Feb 12, 2019	M	2,008	$12.633	A	45,283	D
Common Stock	Feb 12, 2019	S	2,008	$28.00	D	43,275	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Options	$12.673	Feb 12, 2019	M	2,892	D	Oct 1, 2013	Apr 1, 2023	Common Stock	2,892	0	D
Employee Stock Options	$12.633	Feb 12, 2019	M	2,008	D	Jun 6, 2014	Dec 6, 2023	Common Stock	2,008	5,492	D
Employes Stock Options	$14.40	holding	—	—	—	Jun 4, 2015	Dec 4, 2024	Common Stock	7,500	7,500	D
Employee Stock Options	$14.147	holding	—	—	—	Jun 3, 2016	Dec 3, 2025	Common Stock	8,250	8,250	D
Employee Stock Options	$16.367	holding	—	—	—	Jun 8, 2017	Dec 8, 2026	Common Stock	9,750	9,750	D