SEC Form 4 · accession 0001238841-17-000004
RGC RESOURCES INC · RGCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Orazio John S D
Officer — CEO & President · Director
Period of report
Mar 15, 2017
Accepted (ET)
Mar 28, 2017 · 12:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 15, 2017 | M | 2,700 | $12.673 | A | 30,055 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF2,F1 | $12.673 | Mar 15, 2017 | M | 2,700 | D | Oct 1, 2013 | Apr 1, 2023 | Common Stock | 2,700 | 36,600 | D |
Explanation of responses
- F1Exercise of options granted 04/01/2013. All options fully exercisable six months after date of grant.
- F2Includes 13,100 options issued on March 1, 2017 as a result of a stock split effected in the form of a 50% stock dividend.