SEC Form 4 · accession 0001238841-16-000034
RGC RESOURCES INC · RGCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Orazio John S D
Officer — President & CEO · Director
Period of report
Oct 6, 2016
Accepted (ET)
Nov 2, 2016 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 6, 2016 | M | 500 | $19.01 | A | 17,753 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF1 | $19.01 | Oct 6, 2016 | M | 500 | D | Oct 1, 2013 | Apr 1, 2023 | Common Stock | 500 | 19,700 | D |
Explanation of responses
- F1Exercise of options granted 04/01/2013. All options fully exercisable six months after date of grant.