SEC Form 4 · accession 0001573723-16-000021
PAIN THERAPEUTICS INC · PTIE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Z Gussin
Director
Period of report
Jun 24, 2016
Accepted (ET)
Jun 28, 2016 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069530
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualifying Stock Options (1) | $2.03 | Jun 24, 2016 | A | 15,000 | A | Jul 24, 2016 | Jun 24, 2026 | Common Stock | 15,000 | 714,866 | D |
Remarks
(1) Non-Qualifying Stock Options issued pursuant to the Company's 2008 Equity Incentive Plan vest over four (4) year period at a rate of 1/48th per month.