SEC Form 4 · accession 0001573723-15-000009
PAIN THERAPEUTICS INC · PTIE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter S Roddy
Officer — Chief Financial Officer
Period of report
Dec 11, 2015
Accepted (ET)
Dec 15, 2015 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069530
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options(1) | $1.86 | Dec 11, 2015 | A | 150,000 | A | Jan 11, 2016 | Dec 11, 2025 | Common Stock | 150,000 | 1,666,722 | D |
Remarks
(1) Stock option vest over four (4)years period at a rate of 1/48th per month.