SEC Form 4 · accession 0001069530-18-000062
PAIN THERAPEUTICS INC · PTIE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Schoen
Officer — Chief Financial Officer
Period of report
Oct 31, 2018
Accepted (ET)
Nov 1, 2018 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069530
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (1) | $1.18 | Oct 31, 2018 | A | 50,000 | A | Nov 30, 2018 | Oct 31, 2028 | Common Stock | 50,000 | 50,000 | D |
Remarks
(1) Stock options vest over a four (4) year period at a rate of 1/48th per month.