SEC Form 4 · accession 0001069530-18-000048
PAIN THERAPEUTICS INC · PTIE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sanford Robertson
Director
Period of report
Sep 14, 2018
Accepted (ET)
Sep 18, 2018 · 7:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069530
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options(1) | $0.95 | Sep 14, 2018 | A | 15,000 | A | Oct 14, 2018 | Sep 14, 2028 | Common Stock | 15,000 | 128,472 | D |
Remarks
(1) None-Qualifying Stock Options issued pursuant to the Company's Equity Incentive Plan vest over four (4) years period at a rate of 1/48th per month.