SEC Form 4 · accession 0001695434-18-000001
KRATOS DEFENSE & SECURITY SOLUTIONS, INC. · KTOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven S. Fendley
Officer — President, US Division
Period of report
May 14, 2018
Accepted (ET)
May 16, 2018 · 8:49 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069258
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 14, 2018 | M | 5,000 | $0.00 | A | 173,389 | D | |
| Common StockF3 | May 14, 2018 | M | 6,250 | $0.00 | A | 179,639 | D | |
| Common StockF4 | May 15, 2018 | P | 3,000 | $11.42 | A | 182,639 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 14, 2018 | M | 5,000 | D | — | — | Common Stock | 5,000 | 20,000 | D |
| Restricted Stock UnitsF1,F3 | — | May 14, 2018 | M | 6,250 | D | — | — | Common Stock | 6,250 | 18,750 | D |
Explanation of responses
- F1Each RSU represents a contingent right to receive one share of Issuer's common stock.
- F2RSUs were granted and previously reported on a Form 4 filed April 12, 2017. Of these RSUs, 5,000 shares were released on May 14, 2018.
- F3RSUs were granted and previously reported on a Form 4 filed April 12, 2017. Of these RSUs, 6,250 shares were released on May 14, 2018.
- F4Open market purchase of Issuer's common stock made in accordance with Issuer's trading policies.