SEC Form 4 · accession 0001695434-17-000003
KRATOS DEFENSE & SECURITY SOLUTIONS, INC. · KTOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven S. Fendley
Officer — President, US Division
Period of report
Jun 21, 2017
Accepted (ET)
Jun 23, 2017 · 8:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069258
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 21, 2017 | M | 10,000 | $0.00 | A | 35,000 | D | |
| Common StockF2 | Jun 21, 2017 | M | 10,000 | $0.00 | A | 45,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jun 21, 2017 | M | 10,000 | D | — | — | Common Stock | 10,000 | 90,000 | D |
| Restricted Stock UnitsF1,F2 | — | Jun 21, 2017 | M | 10,000 | D | — | — | Common Stock | 10,000 | 80,000 | D |
Explanation of responses
- F1Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.
- F2RSUs were granted and previously reported on a Form 4 filed April 12, 2017. Of these RSUs, two tranches of 10,000 shares each were released on June 21, 2017.