SEC Form 4 · accession 0001675014-17-000002
KRATOS DEFENSE & SECURITY SOLUTIONS, INC. · KTOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
de Burgreen Maria Cervantes
Officer — VP & Corporate Controller
Period of report
May 25, 2017
Accepted (ET)
May 26, 2017 · 8:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069258
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 25, 2017 | F | 437 | $9.93 | D | 18,641 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Stock Units ("RSUs") were previously reported in Table I on a Form 3 filed May 20, 2016 ("Form 3"). Of these RSUs, 1,000 RSUs were released on May 25, 2017 and shares were withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released.
- F2Includes 323 shares purchased through Issuer's Employee Stock Purchase Plan; approximately 1,439 shares held in Issuer's 401(k) Plan; and 10,000 RSUs that vest on May 12, 2021, subject to the terms of the RSU agreement, as reported on the Form 3.