SEC Form 4 · accession 0001509409-17-000002
KRATOS DEFENSE & SECURITY SOLUTIONS, INC. · KTOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phillip D Carrai
Officer — President, TTS Division
Period of report
Jan 27, 2017
Accepted (ET)
Jan 31, 2017 · 8:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069258
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 27, 2017 | F | 10,581 | $7.40 | D | 132,865 | D | |
| Common Stock | holding | — | — | — | 23,394 | I | by trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported on a Form 4 filed January 5, 2017 and released January 27, 2017.
- F2Includes 17,074 shares purchased through Issuer's Employee Stock Purchase Plan and 14,372 shares held in Issuer's 401(k) Plan.