SEC Form 4 · accession 0001509409-15-000006
KRATOS DEFENSE & SECURITY SOLUTIONS, INC. · KTOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M Carter
Officer — President, DRSS Division
Period of report
May 11, 2015
Accepted (ET)
May 13, 2015 · 6:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069258
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3 | May 11, 2015 | M | 9,000 | $0.00 | A | 46,059 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | May 11, 2015 | M | 9,000 | D | — | — | Common Stock | 9,000 | 0 | D |
Explanation of responses
- F1Common Stock issued to reporting person pursuant to settlement of vested shares under RSUs that vest 100% on the five year anniversary of May 11, 2010, unless earlier vested pursuant to the terms of the RSU agreement.
- F2Each RSU represents a contingent right to receive one share of Issuer's common stock.
- F3Includes 6,963 shares purchased through Issuer's Employee Stock Purchase Plan and 7,544 shares held in Issuer's 401(k) Plan.