SEC Form 4 · accession 0001509409-15-000004
KRATOS DEFENSE & SECURITY SOLUTIONS, INC. · KTOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Mills IV
Officer — President, Mod. Sys. Div.
Period of report
Jan 20, 2015
Accepted (ET)
Jan 22, 2015 · 4:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069258
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 20, 2015 | F | 1,160 | $4.99 | D | 49,438 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares tendered for payment of minimum tax liability, pursuant to a Rule 10b5-1 Plan, in connection with shares vested January 3, 2015 from restricted stock unit grants originally reported on Form 3 filed August 12, 2013 and Form 4 filed January 7, 2014, and released January 20, 2015.
- F2Includes 3,642 shares held in Issuer's 401(k) Plan and 7,414 shares purchased through Issuer's Employee Stock Purchase Plan.