SEC Form 4 · accession 0001335786-17-000002
KRATOS DEFENSE & SECURITY SOLUTIONS, INC. · KTOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Benjamin M. Goodwin
Officer — President, PSS Division
Period of report
May 24, 2017
Accepted (ET)
May 26, 2017 · 7:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069258
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3 | May 24, 2017 | M | 2,000 | $0.00 | A | 73,788 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | May 24, 2017 | M | 2,000 | D | — | — | Common Stock | 2,000 | 16,000 | D |
Explanation of responses
- F1Restricted Stock Units (RSUs) granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, 2,000 were released on May 24, 2017.
- F2Each RSU represents a contingent right to receive one share of Issuer's common stock.
- F3Includes 2,352 shares purchased through Issuer's Employee Stock Purchase Plan.