SEC Form 4 · accession 0001094718-18-000001
KRATOS DEFENSE & SECURITY SOLUTIONS, INC. · KTOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deanna H Lund
Officer — EVP & CFO
Period of report
Jan 17, 2018
Accepted (ET)
Jan 19, 2018 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069258
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 4, 2018 | M | 10,000 | $0.00 | A | 246,317 | D | |
| Common StockF3,F2 | Jan 4, 2018 | F | 5,378 | $10.95 | D | 240,939 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F1 | — | Jan 4, 2018 | M | 10,000 | D | — | — | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1RSU's were granted and previously reported on a Form 4 filed January 7, 2008.
- F2Includes 16,626 shares purchased through Issuer's Stock Purchase Plan and approximately 15,117 shares held in Issuer's 401k Plan.
- F3Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported on this form.
- F4Each RSU represents a contingent right to receive one share of issuer's common stock.