SEC Form 4 · accession 0001094718-17-000002
KRATOS DEFENSE & SECURITY SOLUTIONS, INC. · KTOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deanna H Lund
Officer — EVP & CFO
Period of report
Jan 30, 2017
Accepted (ET)
Feb 1, 2017 · 9:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069258
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3 | Jan 30, 2017 | M | 20,000 | $0.00 | A | 183,059 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Jan 30, 2017 | M | 20,000 | D | — | — | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1Common Stock issued to reporting person pursuant to vested shares under Restricted Stock Unit (RSU) granted on January 30, 2007, which vest 100% on the tenth anniversary of the date of grant.
- F2Each RSU represents a contingent right to receive one share of Issuer's common stock.
- F3Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 14,101 shares held in Issuer's 401(k) Plan.